Rob Moulton

Mr. Moulton’s experience includes advising:

• The underwriters on the first-of-its-kind initial public offering and listing on the Abu Dhabi Securities Exchange of Investcorp Capital, a provider of capital and capital financing services in the alternative investments space
• AllianceBernstein, a leading global investment management and research firm, on the formation of its joint venture with Société Générale
• Syndicate banks on the US$1.085 billion refinancing of Aston Martin
• A bank on the amendment and restatement to term loan and revolving credit facility for TUI AG, a Germany-based travel and tourism company
• The underwriters on the initial public offering of Saudi Arabian Oil Company (Saudi Aramco), the largest IPO in history
• Thomas Cook on the financial services implications of their collapse
• A leading US investment bank on compliance with the new Benchmarks Regulation, including in its role as the administrator of a number of benchmarks
• Numerous banks and other financial services clients in relation to important MiFID preparation and implementation projects
• Senior managers of a number of investment banks in relation to the FCA’s Senior Managers Regime
• A series of asset managers on their responsibilities under AIFMD
• An investment bank on issues arising from a market abuse investigation
• An investment bank on issues arising following a review of its CASS processes
• An investment bank on its global approach to product governance in light of MiFID II
• A private bank reviewing the effectiveness of its suitability processes
• A number of firms on developments in the investment research industry such as the use of big data
• A number of global banks on cross-border and extra-territorial aspects of finance services regulation, including relating to Brexit