Andrew Blumenthal advises corporate, private equity, and banking clients on complex capital markets transactions.

Mr. Blumenthal leverages acute market insight and broad cross-border transactional experience to help investors, issuers, and underwriters navigate:

  • Private credit solutions, including preferred equity and other holdco financings
  • Equity-linked securities offerings, including convertible notes
  • Follow-on and secondary equity offerings
  • Initial public offerings Investment-grade and high-yield debt offerings
  • US Securities and Exchange Commission (SEC) and stock exchange-related matters

He negotiates and devises creative solutions for clients’ most sophisticated transactions, allowing his clients to achieve their commercial and financial goals.

Mr. Blumenthal’s experience includes advising:


Representative clients include:

  • Blackstone
  • The Carlyle Group
  • Goldman Sachs Asset Management
  • HPS Investment Partners
  • Neuberger Berman
  • Portfolio Advisors
  • PSP Investments
  • Stone Point Capital

Representative matters include:

  • Leonard Green & Partners on its convertible preferred stock investment in Catalent
  • A leading mezzanine fund in multiple private HoldCo level PIK financings in support of acquisitions by top-tier sponsors
  • Dragoneer in its convertible note investment into Arco Platform


  • Several issuer clients on convertible notes offerings, including:
    • American Airlines
    • Callaway
    • Encore Capital Group
    • Farfetch
    • Live Nation Entertainment
    • Teradyne
  • Broadcom on its offerings of mandatory convertible preferred stock and investment-grade notes
  • Citigroup on AMC Entertainment’s at-the-market offering of common stock equivalents


  • The underwriters and initial purchasers on several convertible note offerings, including by:
    • Aerie Pharmaceuticals
    • The Chefs’ Warehouse
    • Coinbase
    • Cytokinetics
    • Halozyme
    • Lumentum
    • Mesa Laboratories
    • Slack
    • Snap
    • SoFi
    • Winnebago
  • The underwriters in Danaher’s concurrent offering of mandatory convertible preferred stock and common stock
  • The underwriters on GDS Holdings’ offering of American depositary shares
  • The underwriters in the initial public offering of DigitalOcean

Bar Qualification

  • New York


  • JD, Georgetown University, 2014
    cum laude
  • BBA International Finance & Marketing, University of Miami, 2011
    magna cum laude